Filing Details
- Accession Number:
- 0001181431-14-018433
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-08 12:18:08
- Reporting Period:
- 2014-05-07
- Filing Date:
- 2014-05-08
- Accepted Time:
- 2014-05-08 11:18:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1163165 | Conocophillips | COP | Petroleum Refining (2911) | 010562944 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1461295 | Mae Glenda Schwarz | 600 North Dairy Ashford Houston TX 77079 | Vp & Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-05-07 | 7,320 | $50.61 | 12,605 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-05-07 | 7,320 | $77.73 | 5,285 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-05-07 | 7,296 | $60.53 | 12,581 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-05-07 | 7,296 | $77.73 | 5,285 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-05-07 | 15,338 | $53.47 | 20,623 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-05-07 | 15,338 | $77.73 | 5,285 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-05-07 | 1,660 | $77.76 | 3,625 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (rights to buy) | Disposition | 2014-05-07 | 7,320 | $0.00 | 7,320 | $50.61 |
| Common Stock | Stock Options (rights to buy) | Disposition | 2014-05-07 | 7,296 | $0.00 | 7,296 | $60.53 |
| Common Stock | Stock Options (right to buy) | Disposition | 2014-05-07 | 15,338 | $0.00 | 15,338 | $53.47 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-02-08 | 2017-02-08 | No | 4 | M | Direct |
| 0 | 2011-02-14 | 2018-02-14 | No | 4 | M | Direct |
| 0 | 2021-02-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 6,407 | Indirect | By ConocoPhillips Savings Plan |
Footnotes
- In connection with the spin-off of Phillips 66 on April 30, 2012 by ConocoPhillips, outstanding ConocoPhillips stock options were adjusted so that the holders hold vested stock options to purchase both Phillips 66 common stock and ConocoPhillips common stock. The Phillips 66 and ConocoPhillips stock options received, when combined, will generally preserve the intrinsic value of each original stock option grant and the ratio of the exercise price to the fair market value of ConocoPhillips common stock on the distribution date.
- Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11.
- Vested in two equal installments beginning February 10, 2013.
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