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Home > Insider Trading > Filing (0001181431-14-018287)

Filing Details

Accession Number:: 0001181431-14-018287
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-05-07 17:27:00
Reporting Period:: 2014-05-05

Filing Date:: 2014-05-07
Accepted Time:: 2014-05-07 16:27:00
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
319815	Maxwell Technologies Inc	MXWL	Miscellaneous Electrical Machinery, Equipment & Supplies (3690)	952390133

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1212364	Jose Cortes	3888 Calle Fortunada San Diego CA 92123		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-05-05	3,000	$14.30	43,658	No	4	M	Direct
Common Stock	Disposition	2014-05-05	2,736	$15.95	40,922	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (right to buy)	Disposition	2014-05-05	3,000	$0.00	3,000	$14.30

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2005-05-07	2014-05-07	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	1,022,124	Indirect	By Montena S.A.
Common Stock	5,000	Indirect	By Mother-In-Law

Footnotes

Mr. Cortes is a principal in Montena S.A. Mr. Cortes may be deemed to exercise voting and investment power over such shares. Mr. Cortes disclaims beneficial ownership of such shares, except to his proportionate interest therein.