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Filing Details

Accession Number:
0001143921-14-000048
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2014-05-06 14:17:43
Reporting Period:
2014-01-31
Filing Date:
2014-05-06
Accepted Time:
2014-05-06 13:17:43
Original Submission Date:
2014-01-31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1143921 Vantagesouth Bancshares Inc. VSB State Commercial Banks (6022) 452915089
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1536016 S David Brody 3600 Glenwood Ave., Suite 300
Raleigh NC 27612
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-01-31 58,366 $5.14 58,366 No 4 P Indirect As Trustee
Common Stock Acquisiton 2014-01-31 29,183 $5.14 29,183 No 4 P Indirect As Co-president
Common Stock Acquisiton 2014-01-31 19,455 $5.14 19,455 No 4 P Indirect By IRA
Common Stock Acquisiton 2014-01-31 19,455 $5.14 19,455 No 4 P Indirect As Managing Member
Common Stock Acquisiton 2014-01-31 29,184 $5.14 29,184 No 4 P Indirect As Trustee, GST Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect As Trustee
No 4 P Indirect As Co-president
No 4 P Indirect By IRA
No 4 P Indirect As Managing Member
No 4 P Indirect As Trustee, GST Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,000 Direct
Footnotes
  1. This purchase was approved by the board of directors of VantageSouth Bancshares, Inc. and is an exempt transaction pursuant to Rule 16b-3(d)(1) of the Securities Exchange Act of 1934.
  2. The 1999 David Brody Living Trust
  3. Brody Brothers Foundation
  4. US Bank NA as Custodian fbo David S. Brody Roth IRA
  5. The reporting person and each of three children own 25% of Brody Associates, LLC.
  6. The reporting person is Trustee of the Ethel S. Brody Irrevocable GST Trusts for each of three children holding equal shares.