Filing Details
- Accession Number:
- 0001127602-14-016690
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-07 15:10:53
- Reporting Period:
- 2014-05-06
- Filing Date:
- 2014-05-07
- Accepted Time:
- 2014-05-07 14:10:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 66740 | 3M Co | MMM | Surgical & Medical Instruments & Apparatus (3841) | 410417775 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1263739 | G Inge Thulin | 3M Center St. Paul MN 55144-1000 | Chairman, President & Ceo | Yes | Yes | No | No |
Transaction Summary
| Sold: | 400 shares | Avg. Price: $140.20 | Total Value: $56,079.00 |
| Number of Shares After Transactions: | 61,903 shares | ||
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-05-06 | 100 | $140.17 | 62,203 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-05-06 | 100 | $140.18 | 62,103 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-05-06 | 200 | $140.22 | 61,903 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2014-05-06 | 43,677 | $0.00 | 43,677 | $125.28 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-04-29 | 2014-05-09 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,442 | Indirect | By 401k/paesop Trust |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2013.
- Includes shares acquired under 3M's General Employee Stock Purchase Plan.
- Includes shares acquired during the fiscal year pursuant to the 3M Voluntary Investment Plan.
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