Filing Details

Accession Number:
0001062993-14-002577
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-05 21:45:23
Reporting Period:
2012-10-25
Filing Date:
2014-05-05
Accepted Time:
2014-05-05 20:45:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1410253 Urban Barns Foods Inc. URBF Agricultural Production-Crops (100) 200215404
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1559372 T Richard Groome 205 - 290 Lakeshore Road
Pointe-Claire A8 H9S 4L3
President, Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-10-25 1,000,000 $0.03 22,600,000 No 4 J Indirect See footnote
Common Stock Acquisiton 2014-04-05 2,097,595 $0.02 24,697,595 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Indirect See footnote
No 4 P Indirect See footnote
Footnotes
  1. Mr. Groome received these shares from a third party in consideration for his appointment as a director of the Issuer.
  2. Represents a deemed price per share.
  3. Includes 1,000,000 shares held by Mr. Groome directly; 1,500,000 shares held of record by Roxy & Bear Investments Inc., a private corporation over which Mr. Groome exercises shared voting and disposition power; 100,000 shares held of record by Mr. Groome's two children who reside at home; and 20,000,000 shares held of record by Notre-Dame Capital Inc., a private corporation over which Mr. Groome exercises shared voting and dispositive power. Mr. Groome is deemed to be the beneficial owner of an aggregate of 59.2% of the issued and outstanding shares of Notre-Dame Capital Inc., as follows: 13.9% directly; 33.7% through his spouse, Penelope Groome; 9.5% through Grovest Investments Inc., a private corporation over which Mr. Groome exercises sole voting and dispositive power; and 2.1% through Roxy and Bear Investments Inc., a private corporation over which Mr. Groome exercises shared voting and dispositive power.
  4. Includes 2,097,595 shares held by Mr. Groome directly; 1,500,000 shares held of record by Roxy & Bear Investments Inc., a private corporation over which Mr. Groome exercises shared voting and disposition power; 100,000 shares held of record by Mr. Groome's two children who reside at home; and 20,000,000 shares held of record by Notre-Dame Capital Inc., a private corporation over which Mr. Groome exercises shared voting and dispositive power. Mr. Groome is deemed to be the beneficial owner of an aggregate of 59.2% of the issued and outstanding shares of Notre-Dame Capital Inc., as follows: 13.9% directly; 33.7% through his spouse, Penelope Groome; 9.5% through Grovest Investments Inc., a private corporation over which Mr. Groome exercises sole voting and dispositive power; and 2.1% through Roxy and Bear Investments Inc., a private corporation over which Mr. Groome exercises shared voting and dispositive power.