Filing Details
- Accession Number:
- 0000950138-14-000403
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-07 18:56:52
- Reporting Period:
- 2014-05-06
- Filing Date:
- 2014-05-07
- Accepted Time:
- 2014-05-07 17:56:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1113809 | Build A Bear Workshop Inc | BBW | Retail-Hobby, Toy & Game Shops (5945) | 431883836 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1458970 | W David Finnegan | C/O Build-A-Bear Workshop, Inc. 1954 Innerbelt Business Center Dr. St. Louis MO 63114 | Chief Information Bear | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-05-06 | 14,280 | $5.11 | 68,325 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-05-06 | 15,684 | $6.59 | 84,009 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-05-06 | 6,633 | $6.21 | 90,642 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-05-06 | 68,964 | $13.69 | 21,678 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-05-06 | 2,865 | $0.00 | 18,813 | No | 5 | G | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 5 | G | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-05-06 | 14,280 | $0.00 | 14,280 | $5.11 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-05-06 | 15,684 | $0.00 | 15,684 | $6.59 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-05-06 | 6,633 | $0.00 | 6,633 | $6.21 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-03-17 | 2019-03-17 | No | 4 | M | Direct |
| 0 | 2010-03-23 | 2020-03-23 | No | 4 | M | Direct |
| 2,211 | 2011-03-22 | 2021-03-22 | No | 4 | M | Direct |
Footnotes
- The reporting price is the weighted average sale price per share for 265 transactions in which the sale prices range from $13.37 to $13.90 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate sale price upon request of the Securities and Exchange Commission staff, the issuer or any security holder of the issuer.
- 36,597 of the shares were sold as part of cashless exercises of employee stock options.
- Gift of 2,865 shares by Mr. Finnegan.
- After giving effect to the transactions reported in this Form 4, Mr. Finnegan directly owns 0 shares of common stock and 18,813 shares of restricted stock of Build-A-Bear Workshop, Inc. In addition, Mr. Finnegan holds vested options to purchase 2,000 shares and unvested options to purchase 7,632 shares of Build-A-Bear Workship, Inc.'s common stock.
- The options vest in equal annual installments over four years from the date of grant.
- Price is not applicable to acquisitions resulting from grants of stock options.
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