Filing Details

Accession Number:
0000820318-14-000018
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-06 17:34:08
Reporting Period:
2014-05-05
Filing Date:
2014-05-06
Accepted Time:
2014-05-06 16:34:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
820318 Ii-Vi Inc IIVI Optical Instruments & Lenses (3827) 251214948
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
945117 J Carl Johnson 18 Windsor Ridge
Frisco TX 75034
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-05-05 5,000 $14.41 398,533 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,512,845 Indirect By LP
Common Stock 1,454,128 Indirect By Spouse
Footnotes
  1. The sale reported in this Form 4 was effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on May 16, 2013.
  2. Represents the weighted average of multiple sales transactions ranging in price from $14.35 to $14.52. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
  3. The reporting person disclaims beneficial ownership of shares owned by CJ&M Holdings, L.P., a family limited partnership of which the reporting person maintains control through his position as the sole limited partner (95%) and majority general partner (3.9%), except to the extent of his pecuniary interest therein.
  4. The reporting person disclaims beneficial ownership of shares owned by his spouse.