Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2011-01-05 17:01:19
Reporting Period:
Filing Date:
Accepted Time:
2011-01-05 17:01:19
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1102741 Stec Inc. STEC Computer Storage Devices (3572) 330399154
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1016350 Michael F Ball C/o Stec, Inc.
3001 Daimler Street
Santa Ana CA 92705-5812
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-01-03 10,000 $2.74 17,000 No 4 M Direct
Common Stock Disposition 2011-01-03 10,000 $19.00 7,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2011-01-03 10,000 $0.00 10,000 $2.74
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
175,000 2011-05-03 No 4 M Direct
  1. The shares subject to the options were fully vested, having vested in five equal annual installments beginning 5/3/2002.
  2. The reporting person sold these shares pursuant to a 10b5-1 plan.
  3. This transaction was executed in multiple trades at prices ranging from $19.000 to $19.0002. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.