Filing Details

Accession Number:
0001019687-11-000042
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-01-05 16:14:22
Reporting Period:
2011-01-03
Filing Date:
2011-01-05
Accepted Time:
2011-01-05 16:14:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1355790 International Stem Cell Corp ISCO.OB Pharmaceutical Preparations (2834) 204494098
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1478746 R Edmund Wood C/O International Stem Cell Corp.
2595 Jason Court
Oceanside, CA 92056
Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-01-03 5,000 $0.45 5,000 No 4 M Direct
Common Stock Disposition 2011-01-03 5,000 $1.80 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2011-01-03 5,000 $0.00 5,000 $0.45
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
115,000 2018-04-22 No 4 M Direct
Footnotes
  1. Sold pursuant to 10b5-1 plan, effective date - 1/1/2011.
  2. Option issued for 150,000 shares and became exercisable in fifty equal monthly increments of 3,000 shares commencing 5/22/2008.