Filing Details

Accession Number:
0001209191-11-001733
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-01-05 16:08:10
Reporting Period:
2011-01-03
Filing Date:
2011-01-05
Accepted Time:
2011-01-05 16:08:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
841692 Fsi International Inc FSII Special Industry Machinery, Nec (3559) 411223238
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1346076 David Smith 4564 Biltmoore Drive
Frisco TX 75034
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-01-03 7,500 $1.74 7,500 No 4 M Direct
Common Stock Acquisiton 2011-01-03 7,500 $0.37 15,000 No 4 M Direct
Common Stock Disposition 2011-01-03 7,500 $4.46 7,500 No 4 S Direct
Common Stock Disposition 2011-01-03 7,500 $4.43 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2011-01-03 7,500 $0.00 7,500 $1.74
Common Stock Stock Option (Right to Buy) Disposition 2011-01-03 7,500 $0.00 7,500 $0.37
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
50,000 2018-01-16 No 4 M Direct
42,500 2019-01-21 No 4 M Direct
Footnotes
  1. The option became exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2008-04-16).
  2. The option became exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2009-04-21).