Filing Details

Accession Number:
0001209191-10-044645
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-08-31 18:38:25
Reporting Period:
2010-08-27
Filing Date:
2010-08-31
Accepted Time:
2010-08-31 18:38:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1366246 Glu Mobile Inc GLUU Services-Computer Programming Services (7371) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1392678 Hany Nada C/o Glu Mobile Inc.
2207 Bridgepointe Parkway, Suite 300
San Mateo CA 94404
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-08-27 1,961,000 $1.00 4,009,439 No 4 P Indirect See footnote
Common Stock Acquisiton 2009-08-27 39,000 $1.00 79,738 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote
No 4 P Indirect See footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant Acquisiton 2010-08-27 980,500 $0.00 980,500 $1.50
Common Stock Warrant Acquisiton 2010-08-27 19,500 $0.00 19,500 $1.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
980,500 2010-08-27 2015-08-27 No 4 P Indirect
19,500 2010-08-27 2015-08-27 No 4 P Indirect
Footnotes
  1. Represents shares purchased in a private placement transaction (the "Private Placement") in which Glu Mobile Inc. ("Glu") sold an aggregate of 13,495,000 shares of common stock at a price of $1.00 per share and warrants initially exercisable for up to an aggregate of 6,747,500 shares of common stock at an exercise price of $1.50 per share.
  2. Represents shares held by Granite Global Ventures II L.P. ("Granite Global"). Mr. Nada is a managing director of the general partner of Granite Global, which has seven individual managing directors, and shares voting and investment power with respect to the shares held by these entities with the other managing directors of the general partner. Mr. Nada disclaims beneficial ownership of these shares except to the extent of his individual pecuniary interest in this entity.
  3. Represents shares held by GGV II Entrepreneurs Fund L.P. ("GGV"). Mr. Nada is a managing director of the general partner of GGV, which has seven individual managing directors, and shares voting and investment power with respect to the shares held by this entity with the other managing directors of the general partner. Mr. Nada disclaims beneficial ownership of these shares except to the extent of his individual pecuniary interest in this entity.
  4. The warrants provide for weighted-average anti-dilution protection in the event that Glu issues or is deemed to have issued additional shares of common stock at a price per share below the then-current exercise price of the warrants. The exercise price of the warrants and the number of shares of common stock issuable upon exercise of the warrants are also subject to proportional adjustment for stock splits, reverse stock splits, stock dividends or other reclassifications or combinations of Glu's common stock.
  5. Represents a warrant initially exercisable for up to 980,500 shares received by Granite Global in the Private Placement. Mr. Nada disclaims beneficial ownership in the shares of common stock underlying such warrant, except to the extent of his pecuniary interest therein.
  6. Represents a warrant initially exercisable for up to 19,500 shares received by GGV in the Private Placement. Mr. Nada disclaims beneficial ownership in the shares of common stock underlying such warrant, except to the extent of his pecuniary interest therein.