Filing Details

Accession Number:
0000914190-11-000031
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-01-05 14:28:36
Reporting Period:
2010-12-27
Filing Date:
2011-01-05
Accepted Time:
2011-01-05 14:28:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
727672 Spectrascience Inc SCIE.OB Electromedical & Electrotherapeutic Apparatus (3845) 411448837
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1493471 L Sheldon Miller 11568 Sorrento Valley Road
Suite 11
San Diego CA 92121
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-12-27 30,000 $0.14 2,000,000 No 4 P Direct
Common Stock Acquisiton 2010-12-27 38,150 $0.13 2,038,150 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,046,155 Indirect By SM Company, LLC
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (right to buy) $0.24 2020-05-21 400,000 400,000 Direct
Common Stock Common Stock Warrants (right to buy) $0.30 2010-06-18 2015-06-18 985,000 985,000 Direct
Common Stock Common Stock Warrants (right to buy) $0.30 2010-06-18 2015-06-18 523,078 523,078 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
2020-05-21 400,000 400,000 Direct
2015-06-18 985,000 985,000 Direct
2015-06-18 523,078 523,078 Indirect
Footnotes
  1. The reporting person has 100% control over the LLC that owns the reported securities.
  2. 133,333 shares vest on each of 5/21/11 and 5/21/12; 133,334 shares vest on 5/21/13.