Filing Details

Accession Number:
0001437749-11-000070
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-01-05 14:14:05
Reporting Period:
2011-01-03
Filing Date:
2011-01-05
Accepted Time:
2011-01-05 14:14:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1421517 Energy Recovery Inc. ERII Special Industry Machinery, Nec (3559) 010616867
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1429460 G Gonzalo Pique C/O Energy Recovery, Inc.
1908 Doolittle Drive
San Leandro CA 94577
President, Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-01-03 60,000 $4.01 299,100 No 4 S Indirect By The Pique Bachman Income Security Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By The Pique Bachman Income Security Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 161,000 Direct
Common Stock 100,000 Indirect By wife
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2010.
  2. This figure is the weighted average sales price of multiple trades ranging from $3.66 to $4.145 per share. The reporting person undertakes to provide to the SEC Staff, ERI, or a shareholder of ERI full information about the number of shares sold at each separate price upon request.
  3. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.