Filing Details
- Accession Number:
- 0001209191-11-001377
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-04 19:59:09
- Reporting Period:
- 2011-01-01
- Filing Date:
- 2011-01-04
- Accepted Time:
- 2011-01-04 19:59:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 796764 | Premier Exhibitions Inc. | PRXI | Services-Amusement & Recreation Services (7900) | 201424922 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1143608 | Doug Banker | 3340 Peachtree Road Ne, Suite 900 Atlanta GA 30326 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.0001 Par Value | Acquisiton | 2011-01-01 | 16,000 | $0.00 | 99,962 | No | 4 | M | Direct | |
| Common Stock, $0.0001 Par Value | Disposition | 2011-01-03 | 10,000 | $1.90 | 89,962 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2011-01-01 | 16,000 | $0.00 | 16,000 | $0.00 |
| Common Stock | Restricted Stock Units | Acquisiton | 2011-01-01 | 15,902 | $0.00 | 15,902 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-01-01 | 2011-01-01 | No | 4 | M | Direct |
| 15,902 | No | 4 | A | Direct |
Footnotes
- Restricted Stock Units granted on 1/1/2010 pursuant to the 2009 Equity Incentive Plan Plan vested on 01/01/2011 pursuant to the terms of the grant and have been settled in Common Stock. Each Restricted Stock Unit represented the contingent right to receive one share of Premier Exhibitions, Inc. Common Stock.
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2010.
- The Restricted Stock Units were granted pursuant to the 2009 Equity Incentive Plan. Each Restricted Stock Unit represents a contingent right to receive one share of Premier Exhibitions, Inc. Common Stock.
- The Restricted Stock Units vest on the earlier of (i) January 1, 2012, (ii) such earlier date as provided in the 2009 Equity Incentive Plan or (iii) on a pro-rata basis (proportionately to the number of days served by the reporting person on the Board of Directors during the year) on the date the reporting person ceases to be a director. The Restricted Stock Units will be payable to the reporting person within 20 days after they vest. Any units that do not vest will be forfeited.
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