Filing Details

Accession Number:
0001104659-11-000253
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2011-01-04 16:25:40
Reporting Period:
2010-10-22
Filing Date:
2011-01-04
Accepted Time:
2011-01-04 16:25:40
Original Submission Date:
2010-10-22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1496623 Netspend Holdings Inc. NTSP Finance Services (6199) 202306550
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1253706 R Daniel Henry 701 Brazos Street, Suite 1300
Austin TX 78701
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-10-22 375,000 $3.53 473,128 No 4 M Direct
Common Stock Disposition 2010-10-22 120,342 $11.00 352,786 No 4 F Direct
Common Stock Disposition 2010-10-22 254,658 $10.29 98,128 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2010-10-22 375,000 $0.00 375,000 $3.53
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,042,293 2018-03-10 No 4 M Direct
Footnotes
  1. Vested as to one fourth on each of February 5, 2009, February 5, 2010, and October 22, 2010 (the consummation of the initial public offering of NetSpend Holdings, Inc. (the "Company")). The remaining one fourth will vest on February 5, 2011.