Filing Details
- Accession Number:
- 0001225208-11-000422
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-04 13:49:49
- Reporting Period:
- 2011-01-03
- Filing Date:
- 2011-01-04
- Accepted Time:
- 2011-01-04 13:49:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1001288 | Lexmark International Inc | LXK | Computer & Office Equipment (3570) | 061308215 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1018624 | R Stephen Hardis | One Lexmark Centre Drive 740 West New Circle Road Lexington KY 40550 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2011-01-03 | 781 | $35.44 | 66,047 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Footnotes
- 8,128 of these securities are restricted stock units (RSUs) which were granted to the Reporting Person as follows: 5,559 RSUs on April 23, 2009 (2009 RSUs) and 2,569 RSUs on April 22, 2010 (2010 RSUs). The 2009 RSUs became 100% vested on April 21, 2010, and based on the Reporting Person's election to defer settlement 1,890 of such RSUs will settle on April 23, 2016, 1,834 of such RSUs will settle on April 23, 2017, and 1,835 of such RSUs will settle on April 23, 2018. Based on the Reporting Person's continuous service as a Board member, the 2010 RSUs will become 100% vested on April 27, 2011, and 873 of such RSUs will settle on April 22, 2012, 847 of such RSUs will settle on April 22, 2013, and 849 of such RSUs will settle on April 22, 2014, unless the Reporting Person elects to defer settlement.
Billionaire Hedge Funds
