Filing Details

Accession Number:
0001140361-10-035693
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-08-31 17:49:35
Reporting Period:
2010-08-30
Filing Date:
2010-08-31
Accepted Time:
2010-08-31 17:49:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1409375 Orion Energy Systems Inc. OESX Electric Lighting & Wiring Equipment (3640) 391847269
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1265422 R James Kackley 2210 Woodland Drive
Manitowoc WI 54220
President And Coo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-08-30 10,000 $2.29 197,976 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 45,000 Indirect By Spouse as trustee
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options (right to buy) $4.49 2008-07-27 2017-07-27 10,000 10,000 Direct
Common Stock Stock Options (right to buy) $11.61 2009-05-19 2018-05-19 14,851 14,851 Direct
Common Stock Stock Options (right to buy) $3.78 2010-05-19 2019-05-19 10,583 10,583 Direct
Common Stock Stock Options (right to buy) $3.49 2019-08-03 35,000 35,000 Direct
Common Stock Stock Options (right to buy) $3.46 2011-05-18 2020-05-18 19,912 19,912 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2017-07-27 10,000 10,000 Direct
2018-05-19 14,851 14,851 Direct
2019-05-19 10,583 10,583 Direct
2019-08-03 35,000 35,000 Direct
2020-05-18 19,912 19,912 Direct
Footnotes
  1. The price in Column 4 is a weighted average price. The prices actually received ranged from $2.279 to $2.30. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
  2. Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted July 27, 2007, became fully exercisable on July 27, 2008.
  3. Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 19, 2008, vests and becomes exercisable in three equal installments on May 19, 2009, 2010 and 2011, respectively.
  4. Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 19, 2009, vests and becomes exercisable in three equal installments on May 19, 2010, 2011 and 2012, respectively.
  5. Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted August 3, 2009, vests and becomes exercisable upon any termination of employment other than a termination for cause.
  6. Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 18, 2010, vests and becomes exercisable in three equal installments on May 18, 2011, 2012 and 2013, respectively.