Filing Details

Accession Number:
0001209191-11-000221
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-01-03 17:46:06
Reporting Period:
2010-12-30
Filing Date:
2011-01-03
Accepted Time:
2011-01-03 17:46:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1469510 Resolute Energy Corp REN Crude Petroleum & Natural Gas (1311) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1413221 M Robert Swartz 100 Crescent Court
Suite 1200
Dallas TX 75201
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.0001 Per Share Disposition 2010-12-30 34,500 $14.79 116,372 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.0001 Per Share (Earnout Shares) 60,613 Direct
Footnotes
  1. The Reporting Person sold 34,500 shares of common stock, par value $0.0001 per share ("Common Stock"), of Resolute Energy Corporation (the "Issuer").
  2. Earnout Shares are Common Stock subject to forfeiture, unless at any time prior to five years from the closing of the acquisition (the "Acquisition") according to the Purchase and IPO Reorganization Agreement, dated as of August 2, 2009, as amended (filed with the Issuer's Form S-4/A on September 14, 2009), either (a) the closing sale price of Common Stock exceeds $15.00 per share for 20 trading days in any 30 trading day period beginning 90 days after the closing of the Acquisition or (b) a change in control event occurs in which Common Stock is valued at greater than $15.00 per share.