Filing Details
- Accession Number:
- 0001181431-11-000379
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-03 17:11:09
- Reporting Period:
- 2010-12-29
- Filing Date:
- 2011-01-03
- Accepted Time:
- 2011-01-03 17:11:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 916235 | Sonic Solutions | SNIC | Services-Computer Integrated Systems Design (7373) | 930925818 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1318027 | Matthew Dimaria | C/C Sonic Solutions, 7250 Redwood Blvd. Suite 300 Novato CA 94945 | Evp, General Manager Roxio | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-12-29 | 11,417 | $1.23 | 11,417 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-12-29 | 11,417 | $15.05 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-12-29 | 3,583 | $4.82 | 3,583 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-12-29 | 3,583 | $15.05 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-12-29 | 11,417 | $0.00 | 11,417 | $1.23 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-12-29 | 3,583 | $0.00 | 3,583 | $4.82 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 50,000 | 2018-12-15 | No | 4 | M | Direct | |
| 46,417 | 2019-10-28 | No | 4 | M | Direct |
Footnotes
- These shares are being sold pursuant to a 10b5-1 plan.
- The underlying stock option vests monthly over four years commencing on December 15, 2008 and is subject to change of control vesting per standard company policy for executive officers and directors.
- Average multiple open market transactions during the day. Purchase prices for the shares ranged from $15.00 to $15.10.
- The underlying stock option vests monthly over four years commencing on October 28, 2009 and is subject to change of control vesting per standard company policy for executive officers and directors.
Billionaire Hedge Funds
