Filing Details
- Accession Number:
- 0001054579-11-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-03 15:21:37
- Reporting Period:
- 2011-01-03
- Filing Date:
- 2011-01-03
- Accepted Time:
- 2011-01-03 15:21:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1054579 | Hastings Entertainment Inc | HAST | Retail-Record & Prerecorded Tape Stores (5735) | 751386375 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1433749 | A Susan Dasse | 3601 Plains Blvd Amarillo TX 79102 | Vice President Of Stores | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-01-03 | 6,000 | $1.69 | 26,833 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-01-03 | 3,000 | $4.25 | 29,833 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-01-03 | 9,000 | $6.09 | 20,833 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-01-03 | 6,000 | $0.00 | 6,000 | $1.69 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-01-03 | 3,000 | $0.00 | 3,000 | $4.25 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 9,000 | 2018-12-05 | No | 4 | M | Direct | |
| 12,000 | 2019-12-04 | No | 4 | M | Direct |
Footnotes
- Options vest 20% on each anniversary of 12-05-08.
- Options vest 20% on each anniversary of 12-04-09.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices from $6.02 to $6.6.1501, inclusive.
Billionaire Hedge Funds
