Filing Details

Accession Number:
0001140361-10-051670
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-12-30 16:06:34
Reporting Period:
2010-12-28
Filing Date:
2010-12-30
Accepted Time:
2010-12-30 16:06:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1143155 Hampton Roads Bankshares Inc HMPR National Commercial Banks (6021) 542053718
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1300650 Lynn Anthony Davis 610 Broadway
6Th Floor
New York NY 10012
Yes No Yes No
1300710 Michael Kevin Ulrich 610 Broadway
6Th Floor
New York NY 10012
Yes No Yes No
1300711 Anchorage Advisors Management, Llc 610 Broadway
6Th Floor
New York NY 10012
Yes No Yes No
1300713 Anchorage Capital Master Offshore, Ltd 610 Broadway
6Th Floor
New York NY 10012
Yes No Yes No
1300714 Anchorage Capital Group, L.l.c. 610 Broadway
6Th Floor
New York NY 10012
Yes No Yes No
1503163 Acmo-Hr, L.l.c. C/O Anchorage Capital Group, L.l.c.
610 Broadway, 6Th Floor
New York NY 10012
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2010-12-28 26,830,015 $0.40 179,850,205 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $0.01 Per Share Warrant Acquisiton 2010-12-28 999,916 $0.00 999,916 $0.40
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
16,693,620 2010-09-30 2020-09-30 No 4 J Direct
Footnotes
  1. This Form 4 is being filed with respect to the shares of the Issuer's common stock, par value $0.01 per share (the "Common Shares"), by Anchorage Advisors Management, L.L.C., the sole managing member of Anchorage Capital Group, L.L.C., the investment manager to Anchorage Capital Master Offshore, Ltd., the sole member of ACMO-HR, L.L.C. Mr. Davis is the President of Anchorage Capital Group, L.L.C. and a managing member of Anchorage Advisors Management, L.L.C. Mr. Ulrich is the Chief Executive Officer of Anchorage Capital Group, L.L.C. and the other managing member of Anchorage Advisors Management, L.L.C.
  2. The Warrant for the purchase of the Common Shares ("Warrant Shares") is held for the account of ACMO-HR, L.L.C. Under the terms of the Warrant, the number of Warrant Shares shall be automatically increased by the number of Common Shares, if any, by which 2% of the Common Shares outstanding immediately after giving effect to the Second Closing (as defined in the Second Amended and Restated Investment Agreement dated August 11, 2010, by and among the Issuer, Carlyle Global Financial Services Partners, L.P. and ACMO-HR, L.L.C.) (and all other transactions occurring prior to or simultaneously therewith) exceeds 15,693,704. On December 28, 2010, ACMO-HR, L.L.C. received notice that an adjustment has been made, and is reporting such adjustment on this Form.
  3. Each of the Reporting Persons may be deemed to be a beneficial owner of the Common Shares, the Warrant and the Warrant Shares for purposes of Rule 16a-1(a)(1) under the Securities Exchange Act of 1934 (the "Exchange Act"). Each of the Reporting Persons disclaims beneficial ownership thereof within the meaning of Rule 16a-1(a)(2) under the Exchange Act except to the extent, if any, of its pecuniary interest therein.