Filing Details
- Accession Number:
- 0001181431-10-064030
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-29 16:01:36
- Reporting Period:
- 2009-09-03
- Filing Date:
- 2010-12-29
- Accepted Time:
- 2010-12-29 16:01:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 704532 | Nanometrics Inc | NANO | Measuring & Controlling Devices, Nec (3829) | 942276314 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1369076 | A Bruce Crawford | C/O Nanometrics, Inc. 1550 Buckeye Drive Milpitas CA 95035 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-12-27 | 1,389 | $0.98 | 65,388 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-12-27 | 229 | $7.50 | 65,617 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-12-27 | 1,618 | $13.23 | 63,999 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Acquisiton | 2009-09-03 | 8,262 | $0.00 | 8,262 | $7.50 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2009-09-03 | 16,525 | $0.00 | 16,525 | $15.98 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-12-27 | 1,389 | $0.00 | 1,389 | $0.98 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-12-27 | 229 | $0.00 | 229 | $7.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 8,262 | 2016-09-03 | No | 4 | A | Direct | |
| 0 | 2016-01-25 | No | 4 | D | Direct | |
| 15,278 | 2015-11-19 | No | 4 | M | Direct | |
| 4,820 | 2016-09-03 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2010.
- One third (1/3rd) of the shares are fully vested on the date of grant, with the remaining shares vesting (starting on the one year anniversary of the date of grant) at a rate of one twenty-fourth (1/24th) per month until fully vested on September 3, 2012.
- The reporting person agreed to cancellation of an option granted to him on July 21, 2006, in exchange for a new option having a lower exercise price.
- The shares vest in three equal annual installments beginning on January 25, 2007.
- One thirty-sixth (1/36th) of the shares shall vest and become exercisable in equal monthly installments starting on the monthly anniversary of the date of grant (November 19, 2008).
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