Filing Details

Accession Number:
0001209191-10-062589
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-12-27 14:51:28
Reporting Period:
2010-12-23
Filing Date:
2010-12-27
Accepted Time:
2010-12-27 14:51:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1098146 Patriot National Bancorp Inc PNBK National Commercial Banks (6021) 061559137
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1343583 Christopher Maher C/O Patriot National Bancorp, Inc.
900 Bedford Street
Stamford CT 06901
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-12-23 9,936 $1.90 9,936 No 4 P Direct
Common Stock Acquisiton 2010-12-23 64 $1.90 10,000 No 4 P Direct
Common Stock Acquisiton 2010-12-23 1,000 $2.04 11,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (right to buy) $2.20 2020-10-25 750,000 750,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2020-10-25 750,000 750,000 Direct
Footnotes
  1. The option becomes excercisable as to 20% of the underlying shares on an annual basis for five years beginning on October 15, 2011.