Filing Details

Accession Number:
0001181431-10-063417
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-12-22 19:49:08
Reporting Period:
2010-12-20
Filing Date:
2010-12-22
Accepted Time:
2010-12-22 19:49:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1334036 Crocs Inc. CROX Rubber & Plastics Footwear (3021) 202164234
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1423793 Russell Hammer 6328 Monarch Park Place
Niwot CO 80503
Svp/Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-12-20 12,390 $1.14 114,672 No 4 M Direct
Common Stock Acquisiton 2010-12-20 12,498 $10.03 127,170 No 4 M Direct
Common Stock Disposition 2010-12-20 40,280 $18.82 86,890 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2010-12-20 12,390 $0.00 12,390 $1.14
Common Stock Employee Stock Option (Right to Buy) Disposition 2010-12-20 12,498 $0.00 12,498 $10.03
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
42,507 2018-11-17 No 4 M Direct
41,669 2018-06-02 No 4 M Direct
Footnotes
  1. The shares were sold pursuant to a sales plan adopted by the reporting person on June 16, 2010 and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.
  2. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $18.43 to $19.13, inclusive. The reporting person undertakes to provide to the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  3. Twenty-five percent (25%) of the option shares vested and became exercisable on November 17, 2009. Thereafter, the remaining options vest and become exercisable in thirty-six (36) successive equal monthly installments upon the reporting person's completion of each additional month of continuous service with the issuer.
  4. Twenty-five percent (25%) of the option shares vested and became exercisable on June 2, 2009. Thereafter, the remaining options vest and become exercisable in thirty-six (36) successive equal monthly installments upon the reporting person's completion of each additional month of continuous service with the issuer.