Filing Details
- Accession Number:
- 0001181431-10-063415
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-22 19:33:18
- Reporting Period:
- 2010-12-14
- Filing Date:
- 2010-12-22
- Accepted Time:
- 2010-12-22 19:33:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1173752 | Aruba Networks Inc. | ARUN | Computer Peripheral Equipment, Nec (3577) | 020579097 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1393402 | Steffan Tomlinson | 1344 Crossman Avenue Sunnyvale CA 94089 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-12-14 | 5,000 | $22.50 | 11,433 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-12-20 | 50,000 | $1.25 | 61,433 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-12-20 | 50,000 | $22.55 | 11,433 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-12-21 | 5,000 | $0.00 | 6,433 | No | 4 | J | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | J | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2010-12-20 | 50,000 | $0.00 | 50,000 | $1.25 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 68,792 | 2015-10-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 8,316 | Indirect | By Trust |
Footnotes
- Represents an inadvertent purchase by a co-signor on the Reporting Person's joint account. The Reporting Person's deemed purchase of the Issuer's Common Stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 5,000 shares with the Reporting Person's sales of the Issuer's Common Stock at a weighted average price of $23.7536 per share on November 23, 2010. The Reporting Person has paid $6,268 to the Issuer, representing the deemed profit realized in connection with the short-swing transaction as calculated pursuant to Section 16(b). The Reporting Person may owe additional disgorgement to the Issuer in the event of a future sale of the Issuer's Common Stock within six months of December 14, 2010 on the incremental amount, if any, between the future sale price and the prices used to calculate the disgorgement disclosed above, and only on 5,000 shares.
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 28, 2010.
- Sale prices range from $22.23 per share to $22.83 per share. Sale price listed represents the weighted average sale price of all 50,000 shares sold.
- Represents a non-market transfer of such shares by a co-signor on the Reporting Person's joint account to the co-signor's sole account.
- 25% of the shares subject to the option vested on September 1, 2006, and the remaining shares vested monthly thereafter, such that 100% of the shares subject to the option became fully vested on September 1, 2009.
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