Filing Details

Accession Number:
0001209191-10-062316
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-12-22 19:25:48
Reporting Period:
2010-12-20
Filing Date:
2010-12-22
Accepted Time:
2010-12-22 19:25:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1444363 Gain Capital Holdings Inc. GCAP Commodity Contracts Brokers & Dealers (6221) 204568600
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1506224 Daryl Carlough C.o. Gain Capital Holdings, Inc.
Bedminster New Jersey NJ 07921
Chief Accounting Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-12-20 2,000 $9.00 2,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct