Filing Details

Accession Number:
0001218326-10-000014
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-12-22 18:29:03
Reporting Period:
2010-12-20
Filing Date:
2010-12-22
Accepted Time:
2010-12-22 18:29:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1002517 Nuance Communications Inc. NUAN Services-Prepackaged Software (7372) 943156479
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1121357 Philip Quigley One Wayside Road
Burlington MA 01803
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-12-21 300 $18.45 86,817 No 4 S Direct
Common Stock Disposition 2010-12-21 1,000 $18.45 85,817 No 4 S Direct
Common Stock Disposition 2010-12-21 800 $18.44 85,017 No 4 S Direct
Common Stock Disposition 2010-12-21 1,000 $18.45 84,017 No 4 S Direct
Common Stock Disposition 2010-12-21 1,300 $18.45 82,717 No 4 S Direct
Common Stock Disposition 2010-12-21 100 $18.46 82,617 No 4 S Direct
Common Stock Disposition 2010-12-21 4,500 $18.46 78,117 No 4 S Direct
Common Stock Disposition 2010-12-21 500 $18.46 77,617 No 4 S Direct
Common Stock Disposition 2010-12-21 2,500 $18.48 75,117 No 4 S Direct
Common Stock Disposition 2010-12-21 1,100 $18.47 74,017 No 4 S Direct
Common Stock Disposition 2010-12-21 2,800 $18.47 71,217 No 4 S Direct
Common Stock Acquisiton 2010-12-21 12,181 $3.60 83,398 No 4 M Direct
Common Stock Disposition 2010-12-21 53,398 $0.00 30,000 No 4 G Direct
Common Stock Acquisiton 2010-12-21 53,398 $0.00 88,788 No 4 G Indirect by Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 G Direct
No 4 G Indirect by Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2010-12-20 60,995 $0.00 60,995 $1.88
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2010-12-20 24,398 $0.00 24,398 $2.09
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2010-12-20 12,217 $0.00 12,217 $3.60
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2010-12-21 12,181 $0.00 12,181 $3.60
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2010-12-21 50,000 $0.00 50,000 $4.95
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2010-12-21 24,398 $0.00 24,398 $5.54
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2005-09-15 2013-02-13 No 4 M Direct
0 2005-09-15 2012-11-18 No 4 M Direct
12,181 2005-09-15 2014-12-02 No 4 M Direct
0 2005-09-15 2014-12-02 No 4 M Direct
0 2006-09-15 2015-09-15 No 4 M Direct
0 2005-09-15 2013-11-12 No 4 M Direct
Footnotes
  1. The options were assumed per the merger agreement with Nuance Communications and were converted at an exchange ratio of 1.21990 for each option outstanding on 9/15/05. As of the date of merger, 100% of the options were exercisable under this award.
  2. The options were assumed per the merger agreement with Nuance Communications and were converted at an exchange ratio of 1.21990 for each option outstanding on 9/15/05. As of the date of merger, 18,298 of the options were vested, 2,034 vest on 10/2/05, 2,032 vest on 11/2/05 and 2,034 vest on 12/2/05.
  3. The shares vest at 25% annually, commencing one year after the date of grant.