Filing Details

Accession Number:
0001104659-10-064045
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-12-22 17:03:34
Reporting Period:
2010-11-01
Filing Date:
2010-12-22
Accepted Time:
2010-12-22 17:03:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1336691 Motricity Inc MOTR Services-Business Services, Nec (7389) 201059798
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1358496 Advanced Equities Investments Xxvi Llc 311 S. Wacker Dr. Suite 1650
Chicago IL 60606
No No Yes No
1370387 Advanced Equities Investments Xxxv Llc 311 S. Wacker Dr. Suite 1650
Chicago IL 60606
No No Yes No
1370788 Aei Eastern Investments I Llc 311 S. Wacker Dr. Suite 1650
Chicago IL 60606
No No Yes No
1435801 Advanced Equities Motricity Common Investment Ii, Llc 311 S. Wacker Dr. Suite 1650
Chicago IL 60606
No No Yes No
1435831 Advanced Equities Motricity Common Investments I Llc 311 S. Wacker Dr. Suite 1650
Chicago IL 60606
No No Yes No
1442903 Advanced Equities Motricity Series I Investments I Llc 311 S. Wacker Dr. Suite 1650
Chicago IL 60606
No No Yes No
1442904 Advanced Equities Motricity Series I Investment Ii Llc 311 S. Wacker Dr. Suite 1650
Chicago IL 60606
No No Yes No
1494236 Aei Eastern Investments Iv, Llc 311 S. Wacker Dr. Suite 1650
Chicago IL 60606
No No Yes No
1494237 Aei Eastern Investments Iii, Llc 311 S. Wacker Dr. Suite 1650
Chicago IL 60606
No No Yes No
1494238 Aei Eastern Investments Ii, Llc 311 S. Wacker Dr. Suite 1650
Chicago IL 60606
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-12-15 196,441 $18.26 455,892 No 4 S Direct
Common Stock Disposition 2010-12-15 219,588 $18.29 455,892 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrants Disposition 2010-11-01 2,688 $0.00 908 $14.54
Common Stock Warrants Disposition 2010-11-12 1,554 $0.00 769 $14.54
Common Stock Warrants Disposition 2010-11-13 103 $0.00 50 $14.54
Common Stock Warrants Disposition 2010-12-01 426,264 $0.00 217,861 $14.54
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
436,689 2014-12-28 No 4 X Direct
435,135 2014-12-28 No 4 X Direct
435,032 2014-12-28 No 4 X Direct
8,768 2014-12-28 No 4 X Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Warrants $14.54 2014-12-28 8,768 8,768 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2014-12-28 8,768 8,768 Direct
Footnotes
  1. This includes Advanced Equities Investments XXV, LLC 3,891, Advanced Equities Investments XXVI, LLC, 1,272, Advanced Equities Investments XXXV, LLC 1,468, Advanced Equities Motricity Common Investments I, LLC 489, Advanced Equities Motricity Common Investments II, LLC, 13,582, Advanced Equities Motricity Series I Investments, LLC 304, Advanced Equities Motricity Series I Investments II, LLC 1,664, Advanced Equities Triangle Acquisition I, LLC 12,969, Advanced Equities Triangle Acquisition II, LLC 40,909, AEI 2006 Venture Investments I, LLC, 11,439, AEI 2006 Venture Investments II, LLC 26,120, AEI 2006 Venture Investments III, LLC 46,
  2. AEI 2006 Venture Investments IV, LLC 26, AEI 2007 Venture Investments III, LLC 65, AEI 2007 Venture Investments IV, LLC 76, AEI Eastern Investments I, LLC 1,213, AEI Eastern Investments II, LLC 10,020, AEI Eastern Investments III, LLC 2,368, AEI Eastern Investments IV, LLC 4,608, AEI Silicon Valley Fund II, LLC 1, AEI Trilogy Fund I, LLC 4,105, AEI Wireless II, LLC 34,715, AEI Wireless III, LLC 4,715, AEI Wireless, LLC 20,376
  3. The remaining shares owned by each entity listed in footnote 1 ( including any shares owned by such LLCs as a result of conversion of Warrants) were distributed to the members of each such entity. All filers disclaim a pecuniary interest in the shares received from the warrants exercised by those LLC, except to the extent of any fee payable to Advanced Equities, Inc. RDKC Investments II, LLC, an entity in which Keith Daubenspeck and Dwight Badger are members, but over which neither has any control, still owns 455,892 shares of Common Stock.
  4. No further Non Derivative ownership remains other than Daubenspeck and Badger's ownership interests in RDKC Investments II, LLC
  5. These were securities sold by Advanced Equities Financial Corp. which were received through the exercise of
  6. Exercisable any day prior to Expiration.
  7. This was a partial net exercise of a warrant through which the right to purchase 2,668 shares of Common Stock was surrendered in exchange for 908 shares of Common Stock..
  8. This was a Warrant that was issued by the issuer when it was still publicly held. There are no quotes for it.
  9. This was a partial net exercise of a warrant through which the right to purchase 1,554 shares of Common Stock was surrendered in exchange for 769 shares of Common Stock..
  10. This was a partial net exercise of a warrant through which the right to purchase 103 shares of Common Stock was surrendered in exchange for 50 shares of Common Stock..
  11. This was a partial net exercise of a warrant through which the right to purchase 426,264 shares of Common Stock was surrendered in exchange for 217,861 shares of Common Stock..