Filing Details

Accession Number:
0001144204-10-067853
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-12-22 16:01:12
Reporting Period:
2010-12-16
Filing Date:
2010-12-22
Accepted Time:
2010-12-22 16:01:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
895642 Ener1 Inc HEV Miscellaneous Electrical Machinery, Equipment & Supplies (3690) 592479377
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1427966 Naoki Ota C/o Ener1, Inc.
1540 Broadway Suite 25C
New York NY US 10036
Chief Technology Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-12-16 30,000 $4.24 12,400 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2010-12-16 42,400 $0.00 42,400 $1.61
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
460,672 2006-12-21 2011-12-11 No 4 M Direct