Filing Details

Accession Number:
0001249028-10-000003
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-12-22 15:34:01
Reporting Period:
2010-12-21
Filing Date:
2010-12-22
Accepted Time:
2010-12-22 15:34:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
791963 Oppenheimer Holdings Inc OPY Security Brokers, Dealers & Flotation Companies (6211) 980080034
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1249028 Richard Crystal 41 Black Birch Ln
Scarsdale NY 10583
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Non Voting Common Stock Acquisiton 2010-12-21 2,000 $19.99 7,800 No 4 M Direct
Class A Non Voting Common Stock Disposition 2010-12-21 1,000 $26.85 6,800 No 4 S Direct
Class A Non Voting Common Stock Disposition 2010-12-22 1,000 $26.85 5,800 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Non-Voting Common Stock Options on Class A non-voting common stock Disposition 2010-12-21 2,000 $19.99 2,000 $19.99
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,000 2008-01-02 2011-01-02 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Non Voting Common Stock Options on Class A non-voting common stock $33.40 2008-12-31 2011-12-31 5,000 5,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2011-12-31 5,000 5,000 Direct