Filing Details

Accession Number:
0001470843-10-000012
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-12-17 17:53:47
Reporting Period:
2009-11-23
Filing Date:
2010-12-17
Accepted Time:
2010-12-17 17:53:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1103977 Rubicon Financial Inc RBCF Security Brokers, Dealers & Flotation Companies (6211) 133349556
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1384989 Jr. Joseph Mangiapane 18872 Macarthur Blvd
First Floor
Irvine CA 92612
Ceo, President, Secretary Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2009-11-23 10,000 $0.00 2,964,222 No 4 G Direct
Common Stock Disposition 2010-12-03 320,000 $0.15 2,644,222 No 4 S Direct
Common Stock Disposition 2010-12-03 150,000 $0.15 2,494,222 No 4 S Direct
Common Stock Disposition 2010-12-03 100,000 $0.15 2,394,222 No 4 S Direct
Common Stock Acquisiton 2010-12-03 100,000 $0.15 2,294,222 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 G Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. Bona fide gift to unafilliated third person.
  2. Private party sale.
  3. Includes 100,000 shares held by Mr. Mangiapane's wife and 200,000 shares held by Mr. Mangiapane's children.