Filing Details

Accession Number:
0001171437-10-000005
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-12-17 16:56:56
Reporting Period:
2010-12-15
Filing Date:
2010-12-17
Accepted Time:
2010-12-17 16:56:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1165002 Westwood Holdings Group Inc WHG Investment Advice (6282) 752969997
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1171437 O Brian Casey 200 Crescent Court
Suite 1200
Dallas TX 75201
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-12-15 5,101 $39.02 443,979 No 4 S Direct
Common Stock Disposition 2010-12-16 5,133 $39.09 438,846 No 4 S Direct
Common Stock Disposition 2010-12-17 232 $39.00 438,614 No 4 S Direct
Common Stock Disposition 2010-12-17 3,000 $0.00 435,614 No 4 G Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 G Direct
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 17, 2010.
  2. Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $39.00 to $39.20 per share. Full information regarding the number of shares sold at each separate price will be provided to the Commission staff, the issuer, or a security holder of the issuer upon request.
  3. Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $39.00 to $39.38 per share. Full information regarding the number of shares sold at each separate price will be provided to the Commission staff, the issuer, or a security holder of the issuer upon request.
  4. Represents a gift of shares to a charitable gift fund.