Filing Details

Accession Number:
0001019687-10-004444
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-12-16 16:32:26
Reporting Period:
2010-12-14
Filing Date:
2010-12-16
Accepted Time:
2010-12-16 16:32:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1288496 St. Bernard Software Inc. SBSW.OB Services-Prepackaged Software (7372) 200996152
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1244873 R William Baumel 15333 Avenue Of Science, Suite 100
San Diego, CA 92128
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-12-14 37,500 $0.60 37,500 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 718,358 Indirect See Footnote
Footnotes
  1. 37,500 Shares acquired through the William & Jill Baumel Trust U/A DTD 10/02/2001, William R. Baumel & Jill M. Baumel TTEE.
  2. The reported securities are owned directly by RWI Ventures II, L.P., and indirectly by RWI Ventures II Management LLC, as general partner of RWI Ventures II, L.P., and William R. Baumel, as a managing member of RWI Ventures II Management LLC. RWI Ventures II Management LLC and Mr. Baumel disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.