Filing Details

Accession Number:
0001144204-10-066727
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-12-15 20:14:51
Reporting Period:
2010-12-14
Filing Date:
2010-12-15
Accepted Time:
2010-12-15 20:14:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1331301 Smart Balance Inc. SMBL Food And Kindred Products (2000) 202949397
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1347029 J Robert Gillespie 115 West Century Road
Suite 260
Paramus NJ 07652
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-12-14 5,000 $3.97 49,370 No 4 P Indirect By Westmount Investments LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Westmount Investments LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 69,878 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.93 to $3.99, inclusive. The reporting person undertakes to provide to Smart Balance, Inc., any security holder of Smart Balance, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
  2. Mr. Gillespie is the principal of Westmount Investments, LLC, a privately held investment company.