Filing Details

Accession Number:
0001209191-10-060705
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-12-15 17:26:21
Reporting Period:
2010-12-13
Filing Date:
2010-12-15
Accepted Time:
2010-12-15 17:26:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
731766 Unitedhealth Group Inc UNH Hospital & Medical Service Plans (6324) 411321939
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1180162 J Stephen Hemsley C/O Unitedhealth Group
9900 Bren Road East
Minnetonka MN 55343
President & Chief Exec Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-12-13 450,400 $18.05 3,103,155 No 4 M Direct
Common Stock Disposition 2010-12-13 450,400 $37.03 2,652,755 No 4 S Direct
Common Stock Acquisiton 2010-12-14 746,165 $18.05 3,398,920 No 4 M Direct
Common Stock Disposition 2010-12-14 746,165 $36.73 2,652,755 No 4 S Direct
Common Stock Acquisiton 2010-12-15 3,435 $18.05 2,656,190 No 4 M Direct
Common Stock Disposition 2010-12-15 3,435 $36.19 2,652,755 No 4 S Direct
Common Stock Disposition 2010-12-14 1,122 $0.00 2,651,633 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-qualified stock option (right to buy) Disposition 2010-12-13 450,400 $0.00 450,400 $18.05
Common Stock Non-qualified stock option (right to buy) Disposition 2010-12-14 746,165 $0.00 746,165 $18.05
Common Stock Non-qualified stock option (right to buy) Disposition 2010-12-15 3,435 $0.00 3,435 $18.05
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
749,600 2011-01-17 No 4 M Direct
3,435 2011-01-17 No 4 M Direct
0 2011-01-17 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 282 Indirect by 401(k)
Footnotes
  1. Includes shares and dividend shares received through UnitedHealth Group Incorporated's Employee Stock Purchase Plan.
  2. This transaction was executed in multiple trades ranging from $37.00 to $37.198 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
  3. This transaction was executed in multiple trades ranging from $36.50 to $37.075 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
  4. Represents the cancellation of shares for the payment of a FICA tax liability.
  5. The stock options vested at a rate of 25% annually on January 17 from the years 2002 through 2005.