Filing Details

Accession Number:
0001209191-10-060420
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-12-14 19:43:45
Reporting Period:
2010-12-10
Filing Date:
2010-12-14
Accepted Time:
2010-12-14 19:43:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1173431 Td Ameritrade Holding Corp AMTD Security Brokers, Dealers & Flotation Companies (6211) 820543156
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1053120 Joe J Ricketts C/O Hugo Llc, 1395 S. Platte River Drive
Denver CO 80223
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-12-10 197,800 $18.50 53,704,064 No 4 S Direct
Common Stock Disposition 2010-12-13 2,525 $18.58 53,701,539 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 14,441,835 Indirect By Spouse
Footnotes
  1. Reflects the aggregate amount of shares sold by Mr. Ricketts on December 10, 2010 under a written trading plan adopted pursuant to Rule 10b5-1.
  2. Reflects the weighted average sale price per share for Mr. Ricketts' transactions on December 10, 2010. The price per share for such transactions ranged from $18.50 to $18.51. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information.
  3. Reflects the aggregate amount of shares sold by Mr. Ricketts on December 13, 2010 under a written trading plan adopted pursuant to Rule 10b5-1.
  4. Reflects the weighted average sale price per share for Mr. Ricketts' transactions on December 13, 2010. The price per share for such transactions ranged from $18.56 to $18.59. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information.