Filing Details
- Accession Number:
- 0001209191-10-060415
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-14 19:30:00
- Reporting Period:
- 2010-12-13
- Filing Date:
- 2010-12-14
- Accepted Time:
- 2010-12-14 19:30:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1386278 | Green Dot Corp | GDOT | Finance Services (6199) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1494393 | T Mark Troughton | 605 E. Huntington Drive, Suite 205 Monrovia CA 91016 | President, Cards And Network | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2010-12-13 | 99,984 | $0.00 | 99,984 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2010-12-13 | 99,984 | $58.56 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class B Common Stock | Stock Option (right to buy Class B Common Stock) | Disposition | 2010-12-13 | 39,198 | $0.00 | 39,198 | $1.41 |
| Class B Common Stock | Stock Option (right to buy Class B Common Stock) | Disposition | 2010-12-13 | 10,704 | $0.00 | 10,704 | $4.64 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2010-12-13 | 49,992 | $0.00 | 49,992 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2010-12-13 | 99,984 | $0.00 | 99,984 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,927 | 2010-01-19 | 2016-01-19 | No | 4 | M | Direct |
| 439,206 | 2018-02-15 | No | 4 | M | Direct | |
| 548,233 | No | 4 | M | Direct | ||
| 448,249 | No | 4 | C | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 1,250 | Indirect | By wife |
| Class A Common Stock | 0 | Indirect | By Mark Troughton GRAT |
| Class A Common Stock | 0 | Indirect | By Tara McWhirter GRAT |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | $0.00 | 125,000 | 125,000 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 125,000 | 125,000 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 125,000 | 125,000 | Indirect | |
| 125,000 | 125,000 | Indirect |
Footnotes
- The Class B Common Stock is convertible at the holder's option into the issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.
- Options vest as to 1/4 of the shares on August 31, 2008 and then 1/48th monthly thereafter, subject to the reporting person's provision of services to the issuer on each vesting date.
- The holder elected to convert the shares of Class B Common Stock into Class A Common Stock, which Class A Common Stock has no exercisable date or expiration date.
- The reporting person is the trustee of the Mark Troughton GRAT.
- The reporting person's spouse is the trustee of the Tara McWhirter GRAT.
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