Filing Details

Accession Number:
0001209191-10-060374
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-12-14 18:50:09
Reporting Period:
2010-12-10
Filing Date:
2010-12-14
Accepted Time:
2010-12-14 18:50:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
948708 Smith Micro Software Inc SMSI Services-Prepackaged Software (7372) 330029027
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1336100 Jonathan Kahn 51 Columbia
Aliso Viejo CA 92656
Evp - Productivity & Graphics No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-12-10 10,000 $12.55 145,036 No 4 M Direct
Common Stock Disposition 2010-12-10 20,000 $15.69 145,036 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2010-12-10 10,000 $12.55 10,000 $12.55
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
70,000 2017-02-18 No 4 M Direct
Footnotes
  1. 25% Exercisable on 02/19/2008; balance exercisable in 36 successive equal monthly installments