Filing Details

Accession Number:
0000720672-10-000121
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-12-14 15:53:18
Reporting Period:
2010-12-10
Filing Date:
2010-12-14
Accepted Time:
2010-12-14 15:53:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
720672 Stifel Financial Corp SF Security Brokers, Dealers & Flotation Companies (6211) 431273600
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1206666 P Thomas Mulroy 200 Garrison Forest Road
Owings Mills MD 21117-4110
Director Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-12-10 2,000 $59.24 169,844 No 4 S Direct
Common Stock Disposition 2010-12-10 15 $59.35 169,829 No 4 S Direct
Common Stock Disposition 2010-12-13 300 $59.40 169,529 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Phantom Stock Units $0.00 70,770 70,770 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
70,770 70,770 Direct
Footnotes
  1. Units vest in 20% increments over a five year period.
  2. No expiration date for these Units.