Filing Details
- Accession Number:
- 0001012975-10-000425
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-13 19:21:33
- Reporting Period:
- 2010-12-09
- Filing Date:
- 2010-12-13
- Accepted Time:
- 2010-12-13 19:21:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1389072 | Heartware International Inc. | HTWR | Surgical & Medical Instruments & Apparatus (3841) | 980498958 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1095799 | Apple Tree Partners I Lp | One Broadway, 14Th Floor Cambridge MA 02142 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-12-09 | 1,000,000 | $77.86 | 1,673,962 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Footnotes
- Pursuant to an underwriting agreement (the "Underwriting Agreement"), dated as of December 9, 2010, among Apple Tree Partners I, L.P. (the "Selling Stockholder"), the Issuer, and the underwriters named therein (the "Underwriters"), the Selling Stockholder has agreed to sell an aggregate of 1,000,000 shares of common stock, par value $0.001 per share ("Common Stock"), of the Issuer to the Underwriters, in connection with a registered public offering. The closing of the sale of such shares is expected to occur on or about December 15, 2010, and is subject to customary conditions.
- The securities held by the reporting person prior to the sale reported herein were previously reported as ordinary shares in HeartWare LTD. (ASX: HTW) prior to the Issuer's redomiciliation from Australia to Delaware.
Billionaire Hedge Funds
