Filing Details
- Accession Number:
- 0001394413-10-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-13 18:53:55
- Reporting Period:
- 2010-12-09
- Filing Date:
- 2010-12-13
- Accepted Time:
- 2010-12-13 18:53:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1126741 | Gsi Technology Inc | GSIT | Semiconductors & Related Devices (3674) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1394413 | Lee-Lean Shu | Gsi Technology, Inc. 1213 Elko Drive Sunnyvale CA 94089 | President, Ceo And Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-12-10 | 469 | $8.00 | 130,000 | No | 4 | S | Indirect | By Spouse |
| Common Stock | Acquisiton | 2010-12-10 | 469 | $5.40 | 130,469 | No | 4 | M | Indirect | By Spouse |
| Common Stock | Disposition | 2010-12-09 | 15,014 | $8.00 | 130,000 | No | 4 | S | Indirect | By Spouse |
| Common Stock | Acquisiton | 2010-12-09 | 15,014 | $5.40 | 145,014 | No | 4 | M | Indirect | By Spouse |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Spouse |
| No | 4 | M | Indirect | By Spouse |
| No | 4 | S | Indirect | By Spouse |
| No | 4 | M | Indirect | By Spouse |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2010-12-09 | 10,313 | $0.00 | 10,313 | $5.40 |
| Common Stock | Stock Option (right to buy) | Disposition | 2010-12-09 | 4,701 | $0.00 | 4,701 | $5.40 |
| Common Stock | Stock Option (right to buy) | Disposition | 2010-12-10 | 469 | $0.00 | 469 | $5.40 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-05-25 | No | 4 | M | Indirect | |
| 5,612 | 2011-05-25 | No | 4 | M | Indirect | |
| 5,143 | 2011-05-25 | No | 4 | M | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,682,417 | Direct | |
| Common Stock | 400,000 | Indirect | By GoodFortune GSI Inc. |
| Common Stock | 6,800 | Indirect | By Child |
| Common Stock | 6,800 | Indirect | By Child |
Footnotes
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 2, 2010.
- Mr. Shu, along with his spouse, transferred these shares to his mother- and father-in-law who then transferred them to GoodFortune GSI Inc. Mr. Shu disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.
- Stock option was granted to Mr. Shu's spouse, Helen Shu, on May 25,2001, and is fully vested.
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