Filing Details
- Accession Number:
- 0001209191-10-059956
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-13 16:45:22
- Reporting Period:
- 2010-12-09
- Filing Date:
- 2010-12-13
- Accepted Time:
- 2010-12-13 16:45:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 862831 | Financial Institutions Inc | FISI | National Commercial Banks (6021) | 160816610 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1484248 | Leonard John Rizzo | 220 Liberty Street Warsaw NY 14569 | Svp & Corporate Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-12-09 | 550 | $15.85 | 550 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-12-09 | 550 | $19.25 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2010-12-09 | 550 | $15.85 | 550 | $15.85 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 550 | 2018-07-07 | No | 4 | M | Direct |
Footnotes
- Option vests in four equal annual installments beginning on July 7, 2009.
Billionaire Hedge Funds
