Filing Details

Accession Number:
0001225208-10-026795
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-12-10 18:46:39
Reporting Period:
2010-12-08
Filing Date:
2010-12-10
Accepted Time:
2010-12-10 18:46:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
910073 New York Community Bancorp Inc NYB Savings Institutions, Not Federally Chartered (6036) 061377322
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1215098 L Max Kupferberg 615 Merrick Avenue
Westbury NY 11590
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-05-28 156,000 $0.00 755,734 No 5 J Direct
Common Stock Disposition 2010-06-15 68,750 $0.00 686,984 No 5 G Direct
Common Stock Disposition 2010-06-29 64,950 $0.00 622,034 No 5 J Direct
Common Stock Acquisiton 2010-08-31 12,300 $0.00 634,334 No 5 J Direct
Common Stock Acquisiton 2010-11-05 52,000 $0.00 686,334 No 5 J Direct
Common Stock Disposition 2010-05-28 6,000 $0.00 1,099,821 No 5 J Indirect As shareholder of the Max K One LLC
Common Stock Disposition 2010-05-28 138,000 $0.00 961,821 No 5 G Indirect As shareholder of the Max K One LLC
Common Stock Disposition 2010-05-28 156,000 $0.00 805,821 No 5 J Indirect As shareholder of the Max K One LLC
Common Stock Disposition 2010-11-05 2,000 $0.00 803,821 No 5 J Indirect As shareholder of the Max K One LLC
Common Stock Disposition 2010-11-05 46,000 $0.00 757,821 No 5 G Indirect As shareholder of the Max K One LLC
Common Stock Disposition 2010-11-05 52,000 $0.00 705,821 No 5 J Indirect As shareholder of the Max K One LLC
Common Stock Disposition 2010-12-07 2,860 $0.00 182,917 No 5 G Indirect By Kupferberg Foundation
Common Stock Disposition 2010-08-31 12,300 $0.00 33,700 No 5 J Indirect By Max Kupferberg 2009 GRAT II
Common Stock Acquisiton 2010-06-29 64,950 $0.00 64,950 No 5 J Indirect By Max Kupferberg June 2010 GRAT
Common Stock Disposition 2010-08-31 12,300 $0.00 33,700 No 5 J Indirect By Selma Kupferberg 2009 GRAT II
Common Stock Acquisiton 2010-06-29 64,950 $0.00 64,950 No 5 J Indirect By Selma Kupferberg June 2010 GRAT
Common Stock Disposition 2010-06-29 64,950 $0.00 48,689 No 5 J Indirect By Spouse
Common Stock Acquisiton 2010-08-31 12,300 $0.00 60,989 No 5 J Indirect By Spouse
Common Stock Disposition 2010-12-06 1,750 $0.00 95,538 No 5 G Indirect Max & Selma Kupferberg Foundation
Common Stock Disposition 2010-12-08 10,000 $17.43 85,538 No 4 S Indirect Max & Selma Kupferberg Foundation
Common Stock Disposition 2010-12-09 10,000 $17.60 75,538 No 4 S Indirect Max & Selma Kupferberg Foundation
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 J Direct
No 5 G Direct
No 5 J Direct
No 5 J Direct
No 5 J Direct
No 5 J Indirect As shareholder of the Max K One LLC
No 5 G Indirect As shareholder of the Max K One LLC
No 5 J Indirect As shareholder of the Max K One LLC
No 5 J Indirect As shareholder of the Max K One LLC
No 5 G Indirect As shareholder of the Max K One LLC
No 5 J Indirect As shareholder of the Max K One LLC
No 5 G Indirect By Kupferberg Foundation
No 5 J Indirect By Max Kupferberg 2009 GRAT II
No 5 J Indirect By Max Kupferberg June 2010 GRAT
No 5 J Indirect By Selma Kupferberg 2009 GRAT II
No 5 J Indirect By Selma Kupferberg June 2010 GRAT
No 5 J Indirect By Spouse
No 5 J Indirect By Spouse
No 5 G Indirect Max & Selma Kupferberg Foundation
No 4 S Indirect Max & Selma Kupferberg Foundation
No 4 S Indirect Max & Selma Kupferberg Foundation
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 536,377 Indirect As Partner
Common Stock 53,650 Indirect By Max Kupferberg 2008 GRAT II
Common Stock 76,200 Indirect By Max Kupferberg 2009 GRAT
Common Stock 53,650 Indirect By Selma Kupferberg 2008 GRAT II
Common Stock 38,100 Indirect By Selma Kupferberg 2009 GRAT
Common Stock 7,666 Indirect Trustee for EW of JK FBO LC
Common Stock 7,666 Indirect Trustee for EW of JK FBO MK
Common Stock 705,260 Indirect Trustee for KRT
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (right to buy) $15.41 2002-07-24 2012-01-24 216,000 216,000 Direct
Common Stock Stock Option (right to buy) $13.85 2003-07-24 2012-07-24 45,333 45,333 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2012-01-24 216,000 216,000 Direct
2012-07-24 45,333 45,333 Direct
Footnotes
  1. On May 28, 2010, the Max K One LLC made a pro-rata distribution.
  2. 64,950 shares previously held by direct ownership have been transferred and are now held by the Max Kupferberg June 2010 GRAT.
  3. 12,300 shares previously held by Max Kupferberg 2009 GRAT II have been transferred and are now held directly.
  4. On November 5, 2010, the Max K One LLC made a pro-rata distribution.
  5. 12,300 shares previously held by Selma Kupferberg 2009 GRAT II have been transferred and are now held by Spouse.
  6. 64,950 shares previously held by Spouse have been transferred and are now held by the Selma Kupferberg June 2010 GRAT.
  7. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.39 to $17.45, inclusive. The reporting person undertakes to provide to New York Community Bancorp, Inc., any security holder of New York Community Bancorp, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares at each separate price within the ranges set forth in this footnote.
  8. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.56 to $17.62, inclusive. The reporting person undertakes to provide to New York Community Bancorp, Inc., any security holder of New York Community Bancorp, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares at each separate price within the ranges set forth in this footnote.
  9. Stock Options automatically granted pursuant to the reload feature of the New York Community Bancorp, Inc. 1997 Stock Option Plan that were exercisable on July 24, 2002.
  10. Stock Options granted pursuant to the New York Community Bancorp, Inc. 1997 Stock Option Plan vest in equal installments beginning on July 24, 2003 and were fully vested and exercisable as of July 24, 2005.