Filing Details

Accession Number:
0001181431-10-060656
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-12-10 08:05:28
Reporting Period:
2010-12-09
Filing Date:
2010-12-10
Accepted Time:
2010-12-10 08:05:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1113232 Axcelis Technologies Inc ACLS Special Industry Machinery, Nec (3559) 341818596
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1314443 P Matthew Flynn C/O Axcelis Technologies, Inc.
108 Cherry Hill Drive
Beverly MA 01915
Evp, Customer Operations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-12-09 15,000 $1.16 122,135 No 4 M Direct
Common Stock Disposition 2010-12-09 3,400 $3.11 118,735 No 4 S Direct
Common Stock Disposition 2010-12-09 11,600 $3.11 107,135 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Axcelis non-qualified stock option (right to buy) Disposition 2010-12-09 15,000 $0.00 15,000 $1.16
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
135,000 2010-11-16 2019-11-15 No 4 M Direct
Footnotes
  1. Of the shares held as of December 9, 2010, 16,909 were issuable on vesting of restricted stock units granted the executive under the 2000 Stock Plan and are subject to forfeiture. A portion of these shares will be withheld by the Company on vesting to satisfy tax withholding requirements.
  2. This option is a portion of an option granted on November 16, 2009, which is exercisable as to 25% of the total shares granted on each of the first four anniversaries of the date of grant.