Filing Details
- Accession Number:
- 0001127602-10-030158
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-09 19:38:26
- Reporting Period:
- 2010-12-07
- Filing Date:
- 2010-12-09
- Accepted Time:
- 2010-12-09 19:38:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 829224 | Starbucks Corp | SBUX | Retail-Eating & Drinking Places (5810) | 911325671 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1450940 | Troy Alstead | 2401 Utah Avenue South, Suite 800 Seattle WA 98134 | Cfo And Cao | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-12-07 | 71,000 | $7.40 | 218,188 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-12-07 | 45,000 | $10.32 | 263,188 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-12-07 | 70,000 | $15.23 | 333,188 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-12-07 | 153,784 | $33.00 | 179,404 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-12-07 | 71,000 | $0.00 | 71,000 | $7.40 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-12-07 | 45,000 | $0.00 | 45,000 | $10.32 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-12-07 | 70,000 | $0.00 | 70,000 | $15.23 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-10-01 | No | 4 | M | Direct | |
| 0 | 2012-09-30 | No | 4 | M | Direct | |
| 0 | 2013-11-20 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $32.96 to $33.04. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The option became exercisable in two increments of 23,667 shares each on October 1 of 2002 and 2003, and one increment of 23,666 shares on October 1, 2004.
- The option became exercisable in three increments of 15,000 shares each on September 30 of 2003, 2004 and 2005.
- The option became exercisable in one increment of 23,334 shares on October 1, 2004, and two increments of 23,333 shares each on October 1 of 2005 and 2006.
Billionaire Hedge Funds
