Filing Details
- Accession Number:
- 0001179110-10-017227
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-09 16:04:08
- Reporting Period:
- 2010-12-07
- Filing Date:
- 2010-12-09
- Accepted Time:
- 2010-12-09 16:04:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 837173 | Walter Energy Inc. | WLT | Bituminous Coal & Lignite Mining (1220) | 133429953 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1159996 | G Bernard Rethore | 6929 N. Hayden Rd., Suite C4-401 Scottsdale AZ 85250 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-12-07 | 2,887 | $32.23 | 5,403 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-12-07 | 5,773 | $26.18 | 11,176 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-12-07 | 5,773 | $63.64 | 16,949 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-12-07 | 1,162 | $24.76 | 18,111 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-12-07 | 15,595 | $115.24 | 2,516 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-12-07 | 661 | $115.03 | 1,855 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-12-07 | 10,000 | $115.53 | 4,000 | No | 4 | S | Indirect | Held in family trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | Held in family trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified stock option | Disposition | 2010-12-07 | 2,887 | $115.24 | 2,887 | $32.23 |
| Common Stock | Non-qualified stock option | Disposition | 2010-12-07 | 5,773 | $115.24 | 5,773 | $26.18 |
| Common Stock | Non-qualified stock option | Disposition | 2010-12-07 | 5,773 | $115.24 | 5,773 | $63.64 |
| Common Stock | Non-qualified stock option | Disposition | 2010-12-07 | 1,162 | $115.24 | 1,162 | $24.76 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-04-26 | No | 4 | M | Direct | |
| 0 | 2017-04-25 | No | 4 | M | Direct | |
| 2,886 | 2018-04-23 | No | 4 | M | Direct | |
| 2,322 | 2019-04-23 | No | 4 | M | Direct |
Footnotes
- Options vest in 3 equal annual installments beginning 4/26/07.
- Options vest in 3 equal annual installments beginning 4/25/08.
- Options vest in 3 equal annual installments beginning 4/23/09.
- Options vest in 3 equal annual installments beginning 4/23/10.
- Represents the weighted average purchase price for price increments ranging from $115.20 to $115.41. The Reporting Person will undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents the weighted average purchase price for price increments ranging from $115.49 to $115.79. The Reporting Person will undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Billionaire Hedge Funds
