Filing Details

Accession Number:
0001246360-10-004034
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-12-09 15:40:07
Reporting Period:
2010-12-07
Filing Date:
2010-12-09
Accepted Time:
2010-12-09 15:40:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1024478 Rockwell Automation Inc ROK Measuring & Controlling Devices, Nec (3829) 251797617
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1388866 Martin Thomas 1201 South Second Street
Milwaukee WI 53204
Sr. Vp Operations & Eng. Svcs. No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-12-07 1,440 $0.00 19,507 No 4 A Direct
Common Stock Disposition 2010-12-09 1,026 $69.75 18,481 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Acquisiton 2010-12-07 23,600 $69.57 23,600 $69.57
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
23,600 2011-12-07 2020-12-07 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 440 Indirect By Savings Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Common Stock Share Equivalents $0.00 247 247 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
247 247 Indirect
Footnotes
  1. Includes shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 10/31/2010.
  2. Each unit is the economic equivalent of one share of Company common stock.
  3. The share equivalents are payable in cash upon retirement or after termination of employment.
  4. The share equivalents are payable in cash upon retirement or after termination of employment.
  5. Includes share equivalents represented by Company stock fund units acquired under the Company Nonqualified Savings Plan since the date of the last ownership report for this person, based on information furnished by the Plan Administrator as of 10/31/2010.
  6. The option vests in three substantially equal annual installments beginning on the date exercisable.
  7. Restricted stock award under the Company's 2008 Long Term Incentives Plan.
  8. Sale of shares pursuant to Rule 10b5-1 trading plan to cover taxes due on restricted stock that vested on 12/08/2010.
  9. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $69.751 to $69.758. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
  10. 7,140 shares are held by Company to implement restrictions on transfer unless and until certain conditions are met.