Filing Details
- Accession Number:
- 0001127602-10-029989
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-08 17:06:10
- Reporting Period:
- 2010-12-06
- Filing Date:
- 2010-12-08
- Accepted Time:
- 2010-12-08 17:06:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1045769 | Hypercom Corp | HYC | Calculating & Accounting Machines (No Electronic Computers) (3578) | 860828608 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1428406 | C. Shawn Rathje | 8888 East Raintree Drive Suite 300 Scottsdale AZ 85260 | Chief Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-12-06 | 10,000 | $4.99 | 38,582 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-12-06 | 10,000 | $8.55 | 28,582 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-12-06 | 16,666 | $4.77 | 45,248 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-12-06 | 16,666 | $8.55 | 28,582 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-12-06 | 13,332 | $0.96 | 41,914 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-12-06 | 13,332 | $8.55 | 28,582 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-12-06 | 1,915 | $8.55 | 26,667 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option - Right to Buy | Disposition | 2010-12-06 | 10,000 | $0.00 | 10,000 | $4.99 |
| Common Stock | Employee Stock Option - Right to Buy | Disposition | 2010-12-06 | 16,666 | $0.00 | 16,666 | $4.77 |
| Common Stock | Employee Stock Option - Right to Buy | Disposition | 2010-12-06 | 13,332 | $0.00 | 13,332 | $0.96 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2008-10-15 | 2017-10-15 | No | 4 | M | Direct |
| 3,334 | 2009-05-15 | 2018-05-15 | No | 4 | M | Direct |
| 6,668 | 2009-11-17 | 2018-11-17 | No | 4 | M | Direct |
Footnotes
- Option vested in equal increments over a period of 3 years.
- The option was exercisable as to 33.33% of the option shares commencing on May 15, 2009 (one year after the grant date) and the remaining 66.67% of the option vests in equal monthly installments over a period of 24 months thereafter.
- The option was exercisable as to 33.33% of the option shares commencing on November 17, 2009 (one year after the grant date) and the remaining 66.67% of the option vests in equal monthly installments over a period of 24 months thereafter.
Billionaire Hedge Funds
