Filing Details
- Accession Number:
- 0001164727-10-000115
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-08 15:52:14
- Reporting Period:
- 2010-12-06
- Filing Date:
- 2010-12-08
- Accepted Time:
- 2010-12-08 15:52:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1164727 | Newmont Mining Corp | NEM | Gold And Silver Ores (1040) | 841611629 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1299936 | David Russell Ball | 6363 South Fiddlers Green Circle Greenwood Village CO 80111 | Evp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.60 Par Value | Disposition | 2010-12-06 | 1,356 | $62.96 | 33,729 | No | 4 | S | Direct | |
| Common Stock, $1.60 Par Value | Acquisiton | 2010-12-07 | 6,250 | $38.05 | 39,979 | No | 4 | M | Direct | |
| Common Stock, $1.60 Par Value | Disposition | 2010-12-07 | 6,250 | $62.69 | 33,729 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2010-12-07 | 6,250 | $0.00 | 6,250 | $38.05 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-04-27 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices of $62.9601 and $62.97. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.
- This transaction was executed in multiple trades at prices between $62.65 and $62.705. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.
- As of November 30, 2010 the reporting person held 1,507 shares of Newmont Mining common stock in his 401(k) Plan.
- The options became exercisable in three equal annual installments beginning April 27, 2006.
Billionaire Hedge Funds
