Filing Details

Accession Number:
0001181431-10-060017
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-12-07 18:35:56
Reporting Period:
2010-12-03
Filing Date:
2010-12-07
Accepted Time:
2010-12-07 18:35:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
836106 Novellus Systems Inc NVLS Special Industry Machinery, Nec (3559) 770024666
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1417778 John Hertz 4000 North First Street
San Jose CA 95134
Vp And Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-12-03 5,000 $26.15 10,000 No 4 M Direct
Common Stock Disposition 2010-12-03 5,000 $32.00 5,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non Qualified Stock Option (Right to Buy) Disposition 2010-12-03 5,000 $0.00 5,000 $26.15
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,000 2017-12-13 No 4 M Direct
Footnotes
  1. Securities were sold pursuant to a 10b5-1 Plan.
  2. Amount reported includes shares subject to unvested Restricted Stock Awards.
  3. The grant vests in four annual equal installments beginning December 13, 2008.